Politics and Governance

China’s "Global Times" Interviews EWI’s David Firestein

David Firestein, Perot Fellow and vice president for the Strategic Trust-Building Initiative and Track 2 Diplomacy at the EastWest Institute, spoke to China’s Global Times about EWI’s recent report, Threading the Needle: Proposals for U.S. and Chinese Actions on Arms Sales to Taiwan, as well as other issues in U.S.-China relations. 

 

In a February 14 Global Times interview, Firestein details the findings of Threading the Needle, which he co-authored with Piin-Fen Kok, Director of EWI’s China, East Asia and United States program.

Firestein emphasized the major innovations set forth in the report. One that drew particular attention was the idea of “concurrent unilateralism.” This concept recommends that the U.S. and China take actions unilaterally and not as part of a deal, as U.S. policy prevents Washington from making deals or directly consulting with China on the issue of arms sales to Taiwan. But they both could take their own actions on this issue at the same time. 

Other innovations include proposing a monetary cap on arms sales that would bring the U.S. into compliance with its commitments as stipulated in the 1982 Communique. The report also calls on China to move one of its short-range ballistic missile brigades out of range of Taiwan as a proportional confidence-building gesture. 

Firestein noted that the report grew out of extensive consultations in Washington, Beijing and Taipei, and that policymakers and scholars in all three cities provided valuable input that strengthened the report. He added that the findings of the report are being communicated to policymakers and officials in both the U.S. and Chinese governments, and that the initial response to these ideas has been encouraging.

The interview also touched on other issues pertaining to the U.S.-China relationship, including President Obama’s upcoming visit to Asia, China’s new leadership and the idea of a “new type of great power relations.” Below are some highlights from Firestein’s interview.

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On developing a cap on arms sales:

“This process essentially ‘modernizes’ the Communique and translates it into current dollar terms so that policymakers now have a very precise sense for what the 1982 Communique means today for U.S. arms sales to Taiwan… No other scholars had ever crunched these numbers, but now, as a result of our work, the numbers are on the table and, as George Shultz, who was U.S. Secreary of State when the 1982 Communique was signed, has stated, they are now ‘demystified.’”  

 

On the role of U.S. business interests in arms sales to Taiwan:

“We see the driving consideration in the U.S.-mainland China-Taiwan dynamic as ideology, not money. What drives arms sales—including Taiwan’s own requests for U.S. arms—is the stark disparity between the mainland’s and Taiwan’s political and social systems and, relatedly, Taiwan’s sense of insecurity relative to the mainland, not profit-seeking by U.S. defense contractors. As we noted in our report, as long as there is such a stark disparity between the mainland and Taiwan’s political and social systems, arms sales will continue.”

 

On a “new type of great power relations”:

“China places a lot of stock in the notion of a ‘new model of great power relations’… I don’t think the concept resonates that well in Washington. I think most people in Washington believe that foreign policy is driven principally by a nation’s interests and values. In this way of looking at things, how U.S.-China relations develop over the coming years or decades will primarily be a function of the degree to which U.S. and Chinese interests converge or diverge, and this tends to unfold ‘case by case,’ ‘issue by issue.’ I don’t think any overarching intellectual construct, such as ‘new type of great power relations,’ fundamentally changes this dynamic.”  

 

On President Obama’s “real intentions toward China” with regards to arms sales:

“There is a broad and enduring bipartisan consensus in the United States that continuing to sell arms to Taiwan advances U.S. interests and helps maintain the region’s peace and stability. That said, I don’t think the issue of U.S. arms sales to Taiwan is the right litmus test (from a Chinese perspective) for a U.S. president’s ‘real intentions toward China.’ All U.S. presidents sell significant quantities of U.S. arms to Taiwan—on average, about a billion dollars a year worth. Perhaps a better litmus test of presidential intentions is his willingness to invest personal time and energy in meeting his counterpart and personally set the tone for the relationship. By this measure, I think President Obama can rightly be regarded as one of the most active advocates of and contributors to improved U.S.-China ties in recent years.”  

Click here for the full interview (in Chinese). 

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Angela Stent Discusses Her New Book on U.S.–Russian Relations at EWI

Angela E. Stent discussed The Limits of Partnership: U.S.-Russian Relations in the Twenty-First Century, her timely new book, calling for a fundamental reassessment of the principles and practices driving this bilateral relationship, at the EastWest Institute’s New York Center, on February 12, 2014. She both described the trajectory of the relationship and suggested a path forward to meet the urgent challenges facing both countries. 

Stent, director of the Center for Eurasian, Russian and East European Studies at Georgetown University, discussed U.S.-Russian relations from both historic and present-day standpoints. Though the two countries share common interests, their perspectives diverge significantly on three issues: Snowden, Syria and Sochi.

EWI President John Mroz introduced Stent at the event, which was well attended by members of the foreign policy community and press. A lively discussion followed her presentation. 

Building on President Barack Obama’s comments that he wants to “pause and reassess” ties with Russia, Stent echoed that we are now in a down cycle of collaboration, particularly fueled by the Snowden issue, which is a “new low point in the bilateral relationship.” 

As detailed in her book, Stent defined a series of four “resets” in U.S.–Russian relations since the Soviet Union’s collapse, beginning with nuclear disarmament and ending with the 2011 Moscow protests. Stent highlighted the disproportionate importance of personal relations between the two countries’ leaders in how the states have interacted post-Cold War. She described the varying rapport between top officials—from President Obama and Prime Minister Dmitry Medvedev to U.S. Secretary of State John Kerry and Russian Foreign Minister Sergei Lavrov. 

Stent pointed to several instances where the U.S. has hindered a more productive bilateral relationship over the years, including, most recently, the Magntisky Act, a bill passed by the U.S. Congress that specifically targeted Russian citizens accused of corruption and human rights abuses. She noted that when it comes to criticizing Russia for human rights violations, it’s important for the U.S. to “sit back and do a cost-benefit analysis.” But she also argued that the United States should not retreat from its principles, particularly when there are issues such as the Kremlin’s increased pressure on NGOs  and legislation targeting gays.

While recognizing the role that public rhetoric plays in U.S.–Russian relations, Stent pointed to opportunities for the two countries to collaborate, with a “cadre of people below the top level” who can communicate and build trust.

Although there is “no golden key” to change the nature of the relationship, Stent urged the U.S. to adopt a more balanced and realistic approach to Russia. She mentioned a key issue of respect, which some have accused the U.S. of lacking, amounting to “an empathy deficit disorder.” The areas she highlighted as opportunities for future partnership include Iran, Syria and economic growth, particularly trade. Right now, she pointed out, U.S.–Russia trade amounts to $40 billion a year, which constitutes less than 2 percent of U.S. total trade. 

The Limits of Partnership has received praise in international news outlets, including The Economist, The Wall Street Journal and Financial Times. “Her compelling book provides perhaps the most comprehensive and sober—as well as sobering—assessment of relations across the past two decades,” the FT wrote. For more information on Stent’s book, and to purchase a copy, visit Princeton University Press

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Praise for The Limits of Partnership by Angela E. Stent

Professor Angela E. Stent's new book, The Limits of Partnership: U.S.-Russian Relations in the Twenty-First Century, has been featured in high-profile international media outlets, generating discussion on a timely subject. 

 

“Her compelling book provides perhaps the most comprehensive and sober–as well as sobering–assessment of relations across the past two decades.”  
Financial Times, Frosty Points in Post-Cold War Politics

“Ms. Stent tells the story clearly and dispassionately.”
The Economist, Russia and America: Testy Relations

“Ms. Stent gives a comprehensive overview of the obstacles that have prevented a closer relationship.” 
The Wall Street Journal, Book Review: The Limits of Partnership

Stent is professor of government and foreign service and director of the Center for Eurasian, Russian and East European Studies at Georgetown University. She is also the author of Russia and Germany Reborn: Unification, the Soviet Collapse, and the New Europe

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Russia and Allies Towards Post-2014 Afghanistan

The East and West face the same threats: terrorism by the Taliban and Al Qaida, as well as drugs production and trafficking. Both sides will remain involved in and around Afghanistan after 2014, hence, cooperation is essential.

In June 2011, President Obama announced the withdrawal of most American troops in Afghanistan by the end of 2014. NATO made the same decision in 2011, reducing its current force of some 100,000 military to 8,000–12,000 troops in 2014, in a new non-combat mission, to train, advise and assist the Afghan security forces.

When the West has mostly departed from Afghanistan after 2014, the East, i.e. Russia and its allies, will have to continue to cope with the Afghan security situation and its overflow to the Central Asian region. Russia, although not directly adjacent to Afghanistan, is affected by Afghan narcotics and terrorism. Afghanistan borders China and the Central Asian states of Uzbekistan and Tajikistan. These states, as well as Kazakhstan and Kyrgyzstan, are partners of Russia, bilateral but also multilateral, as members of the military alliance Collective Security Treaty Organization CSTO and/or the regional organization Shanghai Cooperation Organization (SCO). Much has already been said about post-2014 Afghanistan, but not enough about the consequences for Russia and its allies. This work deals with that largely untouched area, by explaining the security challenges; the mind-set of the Kremlin towards Afghanistan; the statements of CSTO and SCO on Afghanistan; the views of NATO and the EU on cooperating with these Eastern institutions; as well as the policy action towards post-2014 by Eastern and Western actors.

In preparation for post-2014 Afghanistan, different parties have different approaches. Russia, China and CSTO have no wish to deploy armed forces in Afghanistan. Russia is expanding its military presence in Central Asia (bases in Tajikistan and Kyrgyzstan); strengthening the borders with Afghanistan of the states with a fragile security, i.e. Kyrgyzstan and Tajikistan; as well as supplying CSTO with modern weapons and equipment, hence reinforcing its rapid reaction force. These actions are taken to counter terrorism and drugs trafficking. The Central Asian states give priority to strengthening border security.

Furthermore, in addition to their military cooperation with Russia (bilateral and through CSTO), these states have also demonstrated—to the dissatisfaction of Moscow—an interest in military cooperation with the West, by obtaining arms and equipment, which the U.S. and NATO intend to leave behind after their retreat. Regarding direct aid to Afghanistan, Moscow’s assistance lies mainly in the military realm, by supplying arms and training. China mostly cooperates economically with Kabul, with financial aid and investments, especially in mineral exploitation.

Kazakhstan and Uzbekistan, the strongest Central Asian states, are also involved in bilateral military and socio-economic cooperation with Afghanistan. CSTO supports Afghanistan by training its military and law enforcement agencies and by realizing socio-economic projects. The SCO lacks joint actions, such as CSTO’s collective counter-narcotics operations, but primarily supports the actions of its individual members. The U.S. financially supports reinforcement of the border security capacity of Kyrgyzstan and Tajikistan. In addition to the NATO-Russia Council (NRC) -projects like counter-narcotics training of Afghan and Central Asian personnel, the (Afghan air force) Helicopter Maintenance Trust Fund, and the Action Plan on Terrorism, NATO has mainly concentrated on the reverse transit route through Central Asia and Russia, to get its arms and equipment out of Afghanistan.

With regard to post-2014, the lack of cohesion of the mentioned parties is particularly stunning. A deficiency of unity, consistency and cooperation is visible, within the East (Russia, China, Central Asia, CSTO, SCO) and West (U.S., NATO, EU). Each of these actors has its own national or organizational objectives and corresponding agenda. However, time is running out. The East and West face the same threats: terrorism by the Taliban and Al Qaida, as well as drugs production and trafficking. Both sides will remain involved in and around Afghanistan after 2014, hence, cooperation is essential.

After its formal declaration rejecting Moscow’s alleged privileged interests in Central Asia, NATO has the possibility of opening a path to engage in joint action with CSTO/SCO. A division of labor could be established whereby CSTO and NATO carry out military and security teamwork and SCO and the EU handle socio-economic cooperation. CSTO-NATO military cooperation could entail exchanging liaison officers between their headquarters; information sharing by military intelligence services of both sides; joint CSTO-NATO-NRC training of Afghan (and Central Asian) law enforcement officers; border guards and military; coordinated delivery of weapons and maintenance to the Afghan army; as well as Russian-US-CSTO strengthening of border security capacities of the Central Asian states. Socio-economic cooperation by the EU and the SCO could be conducted in areas such as direct relief and assistance (water and food supplies), good governance, state-building, police training and reconstruction projects (building schools, hospitals, roads, railways, bridges, etc.). Such a mutual East-West approach would benefit all parties.

Gady Says It's Time to Drop Anglo-German Analogy with China

Writing in China-U.S. Focus, EWI's Senior Fellow Franz-Stefan Gady says comparing the current relationship between Japan and Chinese to Anglo-German relations prior to World War I distorts the realities of the relationship. Relying on misinformed historical analogies in an effort to make sense of difficult relationships, he writes, often leads to ineffective policy.  

Read the original article here in China-U.S. Focus

Let’s Drop the Anglo-German Historical Analogy Once and For All When Discussing China

Prime Minister Shinzo Abe did it: He compared the relationship between Japan and China to the one of Great Britain and Germany prior to World War One. In particular he referred to the Anglo-German arms race and used the historical analogy to warn of a new arms race in Asia. It appears that it is virtually impossible to discuss the rise of China without sooner or later making a historical analogy to 1914. It is, however, typically used to describe the relationship between the United States and China.

The Anglo-German historical analogy often leads policy makers astray from the actual reality of the rise of China and its military build-up. If we use historical analogies at all we should get them right!

Yuen Foong Khong , author of ‘Analogies at War-Korea, Dien Bien Phu, and the Vietnam Decision of 1965‘, defines historical analogy as:

“an inference that if two or more events separated in time agree in one respect, then they may also agree in another . . . appeasement in Munich occurred as a result of Western indolence; appeasement in Vietnam is also occurring as a result of Western indolence. Appeasement in Munich resulted in a world war; therefore, appeasement in Vietnam will also result in a world war.” 

Analogy is thus used to predict possible outcomes of certain policy decisions and provide prescriptions. 

Analogies also are used widely for justification or advocacy or to assist in processing difficult information. The problem arises when policy makers select ‘bad’ analogies. As Khong asserts, had the Johnson administration used the French example in Indochina (especially their defeat at Dien Bien Phu) rather than Munich and the Korean War, the fateful decision in 1965 to commit ground troops to Vietnam might have been viewed very differently. 

He also makes a compelling argument that ultimately it was analogy rather than domestic political considerations, bureaucratic politics, or the political military ideology that caused President Johnson and the National Security Council to decide to intervene in Vietnam. Henry Cabot Lodge, U.S. Ambassador to South Vietnam, offered the plausible rationale at a National Security Council meeting. “I feel there is a greater threat to start World War III if we don’t go in. Can’t we see the similarity to our own indolence at Munich?” Historical analogies are thus powerful tools in the hands of an eloquent advisor. 

Taking a closer look at U.S. policies towards China and applying the historical analogy of the German-British naval race, we might conclude that unchecked, Chinese aggression could destabilize the region and even lead to World War III. The same is true for the China-Japan relations. At least by applying Khong’s framework, this would have to be the logical conclusion; however, even the most hawkish defense analysts would find this statement difficult to accept. 

The general consensus of expert opinion is that despite its increasingly martial tone, neither the Chinese People’s Liberation Army Navy nor the People’s Liberation Army can in any way challenge the United States globally. Thus, using the German-British naval race of the early 20th century as an analogy to illustrate U.S. policy options toward China is simply inappropriate. 

Perhaps then if we look for proper historical analogies to use in discussing the rise of Chinese naval power, we might choose the rise of the Italian naval power in the inter-war years. As it turned out, the Italian Navy did not really impact the outcome of World War II substantially. However, like the Chinese today, the Italians were engaged in many military innovations throughout the 1930s, faced a similar strategic outlook and were confronted by a technologically superior force. 

The post-World War I Italian Navy, similar to the current Chinese Navy, possessed specific regional aspirations. With the conclusion of the war in 1918, the Italian Navy agreed that it must first dominate the Adriatic Sea and then expand into the Mediterranean and the Red Sea. China has a similar sequential strategy with attempting to control first the Straits of Taiwan and the South China Sea followed by the First Island Chain. Finally, China plans to project power all the way to the Second Island Chain. 

Often echoed in Chinese newspaper editorials, China, like Italy in the 1930s, feels boxed in and claims the right of an emerging power to a strong and powerful navy because the “Chinese nation’s existence, development, and great resurgence all increasingly rely on the sea.” Mussolini in 1926 forcefully asserted that “a nation which does not have free access to the oceans cannot be a great power; Italy must become a great power!” He reiterated this point in 1939 when he argued, “The bars of this prison are Corsica, Tunesia, Malta, and Cyprus . . .The fundamental aim of the Italian foreign policy must be ‘to break free of this prison . . .” The strategic straightjacket for China, as Robert Kaplan put it in his book Moonson, is Taiwan; for Italy in the 1930s it was Malta — both islands often referred to as unsinkable aircraft carriers. The Italian Navy’s prime obsession during the 1930s, especially during the Mediterranean Crisis in 1935, was the conquest of Malta, which greatly troubled Admiral Domenico Cavagnari, the head of the Italian Navy ministry, since he, much more than Mussolini, was aware of the inherent weakness of the Italian Regia Marina. 

Another similarity between Italian strategic thinking in the 1930s and current Chinese strategy is striking. Afraid to face the might of Great Britain — the most powerful naval force of its time — starting in 1936, Italy began to develop an access denial strategy based on light cruisers, destroyers, and submarines to defend the coast and to cooperate with the air force in creating torpedo bombers squadrons, light surface-assault craft, underwater assault techniques and the rapid construction of motor torpedo boats. 

Today, China likewise aims to implement an access denial strategy to offset the powerful U.S. Navy by developing an anti-ship ballistic missile, the DF-21-D, with the ability to target U.S. carrier groups within 1000 miles of the Chinese coast. They possess over 50 high-speed anti-ship cruise missiles carrying patrol boats, and since the 1990s, China has more than quadrupled its submarine fleet, capable of firing anti-ship cruise missiles. Additionally, the new Lyang II Class Guided Missile destroyer is equipped with a sophisticated phased-array radar system similar to the Western Aegis system. Like the Italian example demonstrates, this is largely a sign of perceived weakness and should not be misinterpreted. 

Closely analyzing French and British Naval policy towards Italy in the 1930s, one also notices how little both navies factored in cultural and psychological aspects (e.g. some naval historians, argue, that due to their experience in the 19th century, the Italians had developed a keen aversion to large sea battles, after a devastating defeat by the Austrian Navy in the Adriatic in 1866, which made any aggressive Italian action in the 1930s less likely) which also today are neglected in alarmist statements on the Chinese Navy. The French for example greatly overestimated Italian naval strengths throughout the 1930s, which substantially influenced their policies. The British more accurately assessed the Italian Navy’s fighting strengths, yet their forces to protect global commerce and the far-reaching British Empire could not withstand the loss of even a single battleship. This is similar to the United States’ fear of losing a single aircraft carrier to Chinese missiles; the psychological impact would be just too shocking to contemplate. 

Using the analogy of Germany prior to World War I is not only alarmist but simply a non-sequitur. Applying the logic of historical analogies to the British-German naval race, the corollary is the following: if the United States does not increase its naval spending, a resurgent Chinese Navy will lead China to pursue a more aggressive, unpredictable global foreign policy with the aim of guaranteeing “China’s place in the sun,” which sooner or later will lead to war. The intra-wars Italian navy was, at least in magnitude, a formidable force, and, although equipped with modern battleships and cruisers, was untested by war, badly trained, and lacking an aggressive offensive doctrine, European political rhetoric to the contrary. 

If, however, we can instill in foreign policy makers an apposite analogy, we can draw a more rational conclusion regarding the Chinese Navy and the Communist elite, which would help both the United States and Japan develop a more prudential naval policy vis-à-vis China. 

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